dorsal/arxiv
View SchemaEmpathy Applicability Modeling for General Health Queries
| Authors | Shan Randhawa, Agha Ali Raza, Kentaro Toyama, Julie Hui, Mustafa Naseem |
|---|---|
| Categories | |
| ArXiv ID | 2601.09696vv1 |
| URL | https://arxiv.org/abs/2601.09696 |
| License | http://creativecommons.org/licenses/by/4.0/ |
Abstract
LLMs are increasingly being integrated into clinical workflows, yet they often lack clinical empathy, an essential aspect of effective doctor-patient communication. Existing NLP frameworks focus on reactively labeling empathy in doctors' responses but offer limited support for anticipatory modeling of empathy needs, especially in general health queries. We introduce the Empathy Applicability Framework (EAF), a theory-driven approach that classifies patient queries in terms of the applicability of emotional reactions and interpretations, based on clinical, contextual, and linguistic cues. We release a benchmark of real patient queries, dual-annotated by Humans and GPT-4o. In the subset with human consensus, we also observe substantial human-GPT alignment. To validate EAF, we train classifiers on human-labeled and GPT-only annotations to predict empathy applicability, achieving strong performance and outperforming the heuristic and zero-shot LLM baselines. Error analysis highlights persistent challenges: implicit distress, clinical-severity ambiguity, and contextual hardship, underscoring the need for multi-annotator modeling, clinician-in-the-loop calibration, and culturally diverse annotation. EAF provides a framework for identifying empathy needs before response generation, establishes a benchmark for anticipatory empathy modeling, and enables supporting empathetic communication in asynchronous healthcare.
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"abstract": "LLMs are increasingly being integrated into clinical workflows, yet they often lack clinical empathy, an essential aspect of effective doctor-patient communication. Existing NLP frameworks focus on reactively labeling empathy in doctors\u0027 responses but offer limited support for anticipatory modeling of empathy needs, especially in general health queries. We introduce the Empathy Applicability Framework (EAF), a theory-driven approach that classifies patient queries in terms of the applicability of emotional reactions and interpretations, based on clinical, contextual, and linguistic cues. We release a benchmark of real patient queries, dual-annotated by Humans and GPT-4o. In the subset with human consensus, we also observe substantial human-GPT alignment. To validate EAF, we train classifiers on human-labeled and GPT-only annotations to predict empathy applicability, achieving strong performance and outperforming the heuristic and zero-shot LLM baselines. Error analysis highlights persistent challenges: implicit distress, clinical-severity ambiguity, and contextual hardship, underscoring the need for multi-annotator modeling, clinician-in-the-loop calibration, and culturally diverse annotation. EAF provides a framework for identifying empathy needs before response generation, establishes a benchmark for anticipatory empathy modeling, and enables supporting empathetic communication in asynchronous healthcare.",
"arxiv_id": "2601.09696",
"authors": [
"Shan Randhawa",
"Agha Ali Raza",
"Kentaro Toyama",
"Julie Hui",
"Mustafa Naseem"
],
"categories": [
"cs.CL"
],
"license": "http://creativecommons.org/licenses/by/4.0/",
"title": "Empathy Applicability Modeling for General Health Queries",
"url": "https://arxiv.org/abs/2601.09696",
"version": "v1"
},
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