dorsal/arxiv
View SchemaOne-Shot Hierarchical Federated Clustering
| Authors | Shenghong Cai, Zihua Yang, Yang Lu, Mengke Li, Yuzhu Ji, Yiqun Zhang, Yiu-Ming Cheung |
|---|---|
| Categories | |
| ArXiv ID | 2601.06404vv1 |
| URL | https://arxiv.org/abs/2601.06404 |
| License | http://arxiv.org/licenses/nonexclusive-distrib/1.0/ |
Abstract
Driven by the growth of Web-scale decentralized services, Federated Clustering (FC) aims to extract knowledge from heterogeneous clients in an unsupervised manner while preserving the clients' privacy, which has emerged as a significant challenge due to the lack of label guidance and the Non-Independent and Identically Distributed (non-IID) nature of clients. In real scenarios such as personalized recommendation and cross-device user profiling, the global cluster may be fragmented and distributed among different clients, and the clusters may exist at different granularities or even nested. Although Hierarchical Clustering (HC) is considered promising for exploring such distributions, the sophisticated recursive clustering process makes it more computationally expensive and vulnerable to privacy exposure, thus relatively unexplored under the federated learning scenario. This paper introduces an efficient one-shot hierarchical FC framework that performs client-end distribution exploration and server-end distribution aggregation through one-way prototype-level communication from clients to the server. A fine partition mechanism is developed to generate successive clusterlets to describe the complex landscape of the clients' clusters. Then, a multi-granular learning mechanism on the server is proposed to fuse the clusterlets, even when they have inconsistent granularities generated from different clients. It turns out that the complex cluster distributions across clients can be efficiently explored, and extensive experiments comparing state-of-the-art methods on ten public datasets demonstrate the superiority of the proposed method.
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"date_created": "2026-02-17T05:53:08.235000Z",
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"abstract": "Driven by the growth of Web-scale decentralized services, Federated Clustering (FC) aims to extract knowledge from heterogeneous clients in an unsupervised manner while preserving the clients\u0027 privacy, which has emerged as a significant challenge due to the lack of label guidance and the Non-Independent and Identically Distributed (non-IID) nature of clients. In real scenarios such as personalized recommendation and cross-device user profiling, the global cluster may be fragmented and distributed among different clients, and the clusters may exist at different granularities or even nested. Although Hierarchical Clustering (HC) is considered promising for exploring such distributions, the sophisticated recursive clustering process makes it more computationally expensive and vulnerable to privacy exposure, thus relatively unexplored under the federated learning scenario. This paper introduces an efficient one-shot hierarchical FC framework that performs client-end distribution exploration and server-end distribution aggregation through one-way prototype-level communication from clients to the server. A fine partition mechanism is developed to generate successive clusterlets to describe the complex landscape of the clients\u0027 clusters. Then, a multi-granular learning mechanism on the server is proposed to fuse the clusterlets, even when they have inconsistent granularities generated from different clients. It turns out that the complex cluster distributions across clients can be efficiently explored, and extensive experiments comparing state-of-the-art methods on ten public datasets demonstrate the superiority of the proposed method.",
"arxiv_id": "2601.06404",
"authors": [
"Shenghong Cai",
"Zihua Yang",
"Yang Lu",
"Mengke Li",
"Yuzhu Ji",
"Yiqun Zhang",
"Yiu-Ming Cheung"
],
"categories": [
"cs.LG"
],
"license": "http://arxiv.org/licenses/nonexclusive-distrib/1.0/",
"title": "One-Shot Hierarchical Federated Clustering",
"url": "https://arxiv.org/abs/2601.06404",
"version": "v1"
},
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