dorsal/arxiv
View SchemaRobust maximum hands-off optimal control: existence, maximum principle, and $L^{0}$-$L^1$ equivalence
| Authors | Siddhartha Ganguly, Kenji Kashima |
|---|---|
| Categories | |
| ArXiv ID | 2601.07256vv1 |
| URL | https://arxiv.org/abs/2601.07256 |
| License | http://arxiv.org/licenses/nonexclusive-distrib/1.0/ |
Abstract
This work advances the maximum hands-off sparse control framework by developing a robust counterpart for constrained linear systems with parametric uncertainties. The resulting optimal control problem minimizes an $L^{0}$ objective subject to an uncountable, compact family of constraints, and is therefore a nonconvex, nonsmooth robust optimization problem. To address this, we replace the $L^{0}$ objective with its convex $L^{1}$ surrogate and, using a nonsmooth variant of the robust Pontryagin maximum principle, show that the $L^{0}$ and $L^{1}$ formulations have identical sets of optimal solutions -- we call this the robust hands-off principle. Building on this equivalence, we propose an algorithmic framework -- drawing on numerically viable techniques from the semi-infinite robust optimization literature -- to solve the resulting problems. An illustrative example is provided to demonstrate the effectiveness of the approach.
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"abstract": "This work advances the maximum hands-off sparse control framework by developing a robust counterpart for constrained linear systems with parametric uncertainties. The resulting optimal control problem minimizes an $L^{0}$ objective subject to an uncountable, compact family of constraints, and is therefore a nonconvex, nonsmooth robust optimization problem. To address this, we replace the $L^{0}$ objective with its convex $L^{1}$ surrogate and, using a nonsmooth variant of the robust Pontryagin maximum principle, show that the $L^{0}$ and $L^{1}$ formulations have identical sets of optimal solutions -- we call this the robust hands-off principle. Building on this equivalence, we propose an algorithmic framework -- drawing on numerically viable techniques from the semi-infinite robust optimization literature -- to solve the resulting problems. An illustrative example is provided to demonstrate the effectiveness of the approach.",
"arxiv_id": "2601.07256",
"authors": [
"Siddhartha Ganguly",
"Kenji Kashima"
],
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"license": "http://arxiv.org/licenses/nonexclusive-distrib/1.0/",
"title": "Robust maximum hands-off optimal control: existence, maximum principle, and $L^{0}$-$L^1$ equivalence",
"url": "https://arxiv.org/abs/2601.07256",
"version": "v1"
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